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Senior Internal Auditor

Company: Applied Resource Group
Location: Alpharetta
Posted on: January 13, 2022

Job Description:

Location: RemoteHourly Rate: 60-70/HR
Join a Big Four company for a 3+ month contract! The role is fully remote with an excellent rate. Hiring for immediate start.
**Must have Direct working experience at a financial services regulator (e.g., SEC, FINRA, MSRB, FRB, Office of Comptroller) or industry utility (e.g., NSCC, Options Clearing Corporation)Responsibilities:o Performs audit testingo Identifies and assesses key risks and controls and develops effective test plans for engagements as assigned with limited guidanceo Documents work papers according to the standards of the Audit policy and guidanceo Communicates audit findingso Facilitates client meetings

  • Domain knowledge:o Lending cycleo Underwriting processo Consumer lending practiceso Regulatory issue validation
    • Audit background - CPA not required; CIA preferred
      Additional Qualifications:- 7 to 10 years experience working in the financial services or consulting industry related to one or more of the following Financial Services industries: consumer or corporate banking, investment banking or capital markets, investment management, wealth management, trust company, insurance provider, or related service provider- Strong working knowledge of a range of financial services- and / or securities-related business models, products, and services particular to the applicable industry- Experience with business transformation or change management initiatives as a result of strategic, regulatory, risk-related, technological, or operational evolutions- Direct working experience related to business strategy, product management, regulatory compliance, risk management, controls oversight, technology, or operations related to any of the above industries- Direct working experience at a financial services regulator (e.g., SEC, FINRA, MSRB, FRB, Office of Comptroller) or industry utility (e.g., NSCC, Options Clearing Corporation)
      • - Direct working experience using, implementing, or supporting systems related to any of the following topics: trading, operations, core banking platforms, recordkeeping, compliance monitoring, regulatory reporting, risk or case management, or data management

Keywords: Applied Resource Group, Alpharetta , Senior Internal Auditor, Accounting, Auditing , Alpharetta, Georgia

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