Risk & Compliance Manager
Posted on: July 20, 2021
What does a great Risk & Compliance Manager do?
Provides support and execution within the Enterprise Risk,
Controls, & Compliance organization, and is the cornerstone for
risk and compliance support for Credit Card Processing products and
solutions within the Card Services business unit.
As a Risk & Compliance Manager you will:
Help ensure credit card processing systems, products and
practices comply with policies and standards, and applicable
Collaborates with business partners to support the regulatory
compliance and operating environment.
Monitors key risk indicators; conduct compliance testing using a
Interpret / translates between Risk & Compliance, business, and
Is intellectually curious; learns the business.
Continually drives for excellence within their team(s), aligned
business areas, and Fiserv as a whole.
Perform risk assessments and internal control reviews, mapping
controls to applicable regulations.
Perform control assessments and tests to validate the strength
and adequacy of the control environment with respect to compliance
requirements, identify gaps, and recommend solutions where needed
to support the compliance obligations of Fiserv and our
Contribute to the establishment and maintenance of policies and
procedures to ensure applicable laws and regulatory requirements
Prepare formal compliance reports to senior management, and for
review and approval.
Maintain effective working relationships with all business
units/groups, and external auditing companies.
Provide support to the business unit regarding compliance
aspects of new credit card processing products and/or
Coordinate across business functions and in consultation with
the Enterprise Risk, Controls and Compliance team, and Legal
Department for regulatory examinations and audits.
Oversee and conduct regulatory compliance reviews, audits,
self-assessments, and systematic reviews for all credit card
products within the scope of responsibility.
Recognize, respond, and assist in remediation of emerging
coverage and compliance issues.
Work closely with internal risk, compliance and legal colleagues
for guidance on legal and compliance matters impacting credit card
Work closely with all Card Services departments to ensure that
regulatory compliance inquiries are addressed as requested by
internal and external parties.
Serve as a point-of-contact for Fiserv associates with
Assist in the development and administration of Compliance
training for Card Services.
Participate in cross-functional team meetings to implement and
execute company initiatives.
Represent the company in compliance-related discussions and
meetings with internal and external stakeholders, including product
and application development teams.
Translate regulations and rules into actionable business
Identify and assist in regulatory change management, including
monitoring of applicable federal and state laws and regulations
impacting credit card processing products.
Attend professional meetings, seminars, and continued education
programs to remain current in compliance, regulatory requirements
and company procedures.
Basic Qualifications for Consideration:
5+ years of Regulatory Compliance, Audit, or Operational Risk /
Internal Control testing experience in the financial services
Consumer credit card, consumer lending or credit card processing
experience strongly desired.
Detailed understanding of Regulation Z, Regulation E and
Knowledge and experience defining and applying regulatory
compliance requirements to technologies, data and business
Experience conducting or supporting risk assessments and
applying results to create outcomes using a risk-based
Experience developing and conducting compliance monitoring /
Experience with auditing, testing or assessing internal controls
for compliance with established requirements, producing reports,
and monitoring issue remediation.
Compliance policy and process development experience
Preferred Skills, Experience, and Education:
Bachelor’s Degree. CRCM or similar certification
preferred. JD preferred.
Credit card industry experience
Card Brand rules experience a plus
Regulatory training content development experience
We will ensure that individuals with disabilities are provided
reasonable accommodation to participate in the job application or
interview process, to perform essential job functions, and to
receive other benefits and privileges of employment. Please contact
us to request accommodation.
Learn more about Fiserv:
To support the total well-being of our associates, Fiserv takes
a broad approach to our benefits. We offer a comprehensive benefits
package that provides flexibility and affordability with a variety
of medical, dental, vision, life insurance and disability
We are #FISVProud of our benefits and well-being programs. Our
commitment to wellness, wellness education, preventive services and
fitness activities are designed to meet you where you are.
Life moves fast. And as it does, we know most people aren’t
thinking about “financial services”. But we are.
We help people and businesses move money and information every
minute of every day. Our solutions connect financial institutions,
corporations, merchants and consumers to one another, millions of
times a day, behind the scenes, reliably and securely.
We’re Fiserv, a global leader in Fintech and payments enabling
innovative financial services experiences that are in step with the
way people live and work today. The company’s approximately 44,000
associates proudly serve clients in more than 100 countries, so
their customers, members and consumers can move money when and
where they need it, at the point of thought.
Our Aspiration is to move money and information in a way that
moves the world. As a FORTUNE™ 500 company and one of FORTUNE
Magazine World’s Most Admired Companies for the seventh consecutive
year, we are committed to excellence and purposeful innovation.
We welcome and encourage diversity in our workforce. Fiserv is
an Equal Opportunity Employer (People of
Explore the possibilities of a career with Fiserv and Find Your
Forward with us.
Keywords: Fiserv, Alpharetta , Risk & Compliance Manager, Other , Alpharetta, Georgia
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